The Time is Now!: Think Tank 2.0
TRADE RECONSTRUCTION IN 72 HOURS Meet with your peers to discuss challenges and practical solutions around the Dodd Frank Trade Reconstruction Regulation. Date: October 22, 2014 Time: 12pm-7pm ...
Conferences and Events
RegEd Compliance Alliance Conference – Compliance Risk Concepts
Date: May 4-6, 2015Location: Raleigh Marriott City Center | Raleigh, NC Join financial services CCOs, Compliance Professionals, senior representatives, regulators and former regulators and ...
Compliance Summit 2015 – Compliance Risk Concepts
Date: Nov 16-17, 2015 Sponsored by: Compliance Science This year’s conference is shaping up to be another great one. The list of speakers include Mitch Avnet and Compliance Science partners from ...
GRC Briefing For The Financial Services Industry
FSO Knowledge Xchange is hosting its exclusive Governance, Risk Management, and Compliance Breakfast Briefing on February 25th, 2016 at the University Club in New York City. During this half day ...
Webinar: Navigating Your Next SEC Exam
Compliance Science, Inc. is hosting a February webinar entitled, "Navigating Your Next SEC Exam". The webinar conversation will focus on a range of considerations that represent the end-to-end ...
Thomson Reuters Financial and Risk Summit
Thomson Reuters Annual Financial and Risk Summit in New York Date: May 4, 2016 Time: Time: 8:00 am - 5:30 pm ET Location: Marriott Marquis, New York Click Here To Register Mitch Avnet is ...
Compliance Breakfast Forum: Conflicts of Interest
Join Compliance Science (CSI) and Compliance Risk Concepts (CRC) as we present a Conflicts of Interest roundtable discussion. Date: Thursday, May 19, 2016Time: Time: 8:30 am - 11:00 am ...
Data Integrity and Governance Roundtable
Join Gresham and Compliance Risk Concepts (CRC) for a Data Integrity and Governance for Broker-Dealers and Investment Advisers roundtable discussion and hear first-hand, from two former Senior ...
Information Governance Financial Regulatory Compliance Roundtable
Join the Hewlett Packard Enterprise solution team and Compliance Risk Concepts (CRC) at the HPE Information Governance Financial Regulatory Compliance Roundtable. Date: Wednesday, January 25, ...
Webinar – Risk, Mitigation and Insurance Issues for Investment Advisers
Mitch Avnet to present at upcoming IAA 2017 webinar series, Risk, Mitigation and Insurance Issues for Investment Advisers. Investment advisers face constant challenges to stay current and comply ...
Best Practices for Managing Conflicts of Interest [Webinar]
![Best Practices for Managing Conflicts of Interest [Webinar]](https://som2nypost.com/wp-content/plugins/phastpress/phast.php/c2VydmljZT1pbWFnZXMmc3JjPWh0dHBzJTNBJTJGJTJGc29tMm55cG9zdC5jb20lMkZ3cC1jb250ZW50JTJGdXBsb2FkcyUyRjIwMjUlMkYwNSUyRmZpcy13ZWJpbmFyLTMzNngyMjAuanBnJmNhY2hlTWFya2VyPTE3NTE2NDM4NzYtMTA2NDUmdG9rZW49NmQwYTMxMzc0NmJlZjA4NA.q.jpg)
If your firm is struggling with the management and analysis of conflicts of interest, learn from a leading industry expert about how to begin to tackle the challenge. Join Protegent, Compliance ...
Webinar: How The CRC / Phocion Partnership Benefits YOU
Discussing Benefits of Strategic Alliance Between Compliance Risk Concepts and Phocion Investment Services Join CRC and Phocion for a more in-depth discussion on how their new partnership will ...
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