Capital Formation

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Regulatory News Update: Court of Appeals Vacates SEC Private Fund Rule in its Entirety

admin April 25, 2025

The United States Court of Appeals for the Fifth Circuit has vacated the Securities and Exchange Commission's (“SEC”) rule aimed at enhancing the regulation of private fund advisers (“Private ...

bid-ask spreads

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Regulatory News Update: SEC Adopts Changes to the Definition of Dealer and Government Securities Dealer

admin April 25, 2025

What: The SEC adopted final rules that significantly expand the definitions of “dealer” and “government securities dealer”. The final rules require certain market participants that take on ...