SEC Charges Five More Investment Advisers for Marketing Rule Violations
Advisers
Custody Reinstated: What the Return of Bank Crypto Safekeeping Means for Broker-Dealers and Registered Investment Advisers
New SEC No-Action Letter on Crypto Custody: What It Means for Advisers & Funds
Custody of crypto assets has long been one of the most challenging areas for regulated advisers and funds. With the SEC staff’s recent no-action letter and Commissioner Peirce’s accompanying ...