The human cost of compliance failures
In our recent webinar, compliance and ethics leaders gathered to hear two powerhouse speakers share hard-earned lessons from the frontlines of corporate misconduct. Hosted by LRN and MEACA, the ...
failures
Archbishop of York apologises for Church abuse failures
(Photo: The Church of England) Stephen Cottrell, the Archbishop of York and acting head of the Church of England, has issued an apology to victims in historic church ...
Defining Organ Failures in Patients with Cirrhosis: Consensus Statements
Defining Organ Failures in Patients with Cirrhosis: Consensus Statements
SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures
On September 27, 2022, the SEC announced charges against 15 broker-dealers and one investment adviser for pervasive and longstanding failures to maintain and preserve electronic communications. ...
News Update: SEC Fines 27 Firms for Form CRS Failures
The Securities and Exchange Commission announced on July 26th that 21 investment advisers and 6 broker-dealers have agreed to settle charges that they failed to timely file and deliver their ...
Gracefully Handling Third Party API Failures
Software isn't what it used to be. That's not necessarily a bad thing, but it does come with its own set of challenges. In the past, if you wanted to build a feature, you'd have to build it from ...
SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures
On September 27, 2022, the SEC announced charges against 15 broker-dealers and one investment adviser for pervasive and longstanding failures to maintain and preserve electronic communications. ...
‘You Can’t Lick a Badger Twice’: Google Failures Highlight a Fundamental AI Flaw
Here’s a nice little distraction from your workday: Head to Google, type in any made-up phrase, add the word “meaning,” and search. Behold! Google’s AI Overviews will not only confirm that your ...
Regulatory News Update: The Trend Continues – SEC Fines Twenty-Six Firms More Than $390 Million Combined for Recordkeeping Failures
What: The SEC announced charges against 26 firms (broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers) for widespread and longstanding failures by ...
Israeli probe into the killing of Palestinian emergency workers finds ‘professional failures’
An Israeli probe into its soldiers' deadly shooting of 15 emergency workers last month in Gaza says it has found evidence of "professional failures" and a deputy commander will be fired.Israel at ...