Chiliz, a SportsFi company, has met with the United States Securities and Exchange Commission (SEC) to discuss an investment and reentry into the US crypto market under the crypto-friendly White ...
Update: April 22 at 12:35am UTC: This story has been updated to include more details of Paul Atkins being sworn in as the SEC’s chair.Paul Atkins has officially been sworn in as the 34th chairman ...
More than 70 cryptocurrency exchange-traded funds (ETFs) are slated for review by the US Securities and Exchange Commission (SEC) this year. According to Bloomberg analyst Eric Balchunas, the list ...
What: The SEC announced charges against 26 firms (broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers) for widespread and longstanding failures by ...
The SEC charged nine registered investment advisers with violating the Marketing Rule by disseminating advertisements containing untrue or unsubstantiated claims or improper testimonials, ...
What: The SEC announced charges against 12 municipal advisors for failures by the firms and their personnel to maintain and preserve certain electronic communications. Who: The following firms ...
What: The SEC announced charges against 12 firms (comprising broker-dealers, investment advisers, and a dual-registered BD/IA) for failures by the firms and their personnel to maintain and ...
Injustice for All is a weekly series about how the Trump administration is trying to weaponize the justice system—and the people who are fighting back. Suddenly, Donald Trump likes ...
Oregon Attorney General Dan Rayfield is planning a lawsuit against crypto exchange Coinbase, alleging the company is selling unregistered securities to residents of the US state, after the United ...
In our latest round-up, we look at Coach filing a US lawsuit over handbag dupes, ...
